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March 27, 2023

Raymond James welcomes seasoned New York advisor managing over $315 million

ST. PETERSBURG, Fla. – Raymond James recently welcomed financial advisor Steven M. Rozencwaig to Raymond James & Associates (RJA) – the firm’s employee advisor channel – in New York, according to Kelly Anderson, Northeast regional director for RJA.

Rozencwaig arrives at the Raymond James Manhattan Branch, headed by New York City complex manager Judson Potter, CFP®. He previously managed more than $315 million in client assets at UBS Financial Services and provides personalized investment and wealth planning services for high-net-worth individuals, their families and businesses.

“What attracted me to Raymond James is the ability to service high-net-worth clients at a powerful institution and do so very efficiently within a highly regulated environment. While Raymond James’ vast experience with domestic clients is quite evident, the infrastructure and technology in place to work with all clients regardless of location is impressive,” said Rozencwaig, senior vice president, wealth management.

Rozencwaig’s lengthy financial services career spans over three decades and began at Kidder, Peabody & Company, which Paine Webber acquired. He later spent nine years at Smith Barney followed by 17 years with UBS. Rozencwaig earned a Bachelor of Science in accounting from New York University and a Master of Business Administration from Pace University.

“We’re thrilled to welcome Steven to Raymond James and proud that our dynamic capabilities and technology offerings continue to attract top talent in the industry,” said Anderson. “With a thirty-year track record of exceptional client service, Steven’s reputation speaks for itself. We have no doubt that the support and resources offered by Raymond James will only help to further enhance his ability to care for his clients’ financial wellbeing.”

About Raymond James & Associates
Raymond James & Associates, Inc. (RJA), member New York Stock Exchange/SIPC, is an industry leader in financial planning and wealth management services for individuals, high-net-worth families, corporations and municipalities. RJA is a wholly owned subsidiary of Raymond James Financial, Inc. (NYSE-RJF), one of the nation’s premier diversified financial services companies with approximately 8,700 financial advisors throughout the United States, Canada and overseas. Total client assets are approximately $1.20 trillion as of Feb. 28, 2023. Additional information is available at raymondjames.com.

Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNERTM, CFP®, (with plaque design) and CFP®(with flame design) in the U.S. which it awards to individuals who successfully complete the CFP Board’s initial and ongoing certification requirements.