Important Disclosures for Clients
Form CRS (Client Relationship Summary)
- Raymond James & Associates (RJA) CRS – brokerage & investment advisory (PDF)
- Raymond James Financial Services (RJFS) CRS – brokerage (PDF)
- Raymond James Financial Services Advisors (RJFSA) CRS – investment advisory (PDF)
Important Client Information
Form ADV
- Raymond James & Associates, Inc. Form ADV Part 2A Brochure (PDF)
- Raymond James & Associates, Inc. Wrap Fee Program Brochure (PDF)
- Raymond James Financial Services Advisors, Inc. Form ADV Part 2A Brochure (PDF)
- Raymond James Financial Services Advisors, Inc. Wrap Fee Program Brochure (PDF)
- Institutional Fiduciary Solutions ADV Part 2A Brochure (PDF)
Other Disclosures
- Packaged Product Disclosures
- Research Disclosures
- SEC Order Execution/Routing Disclosures
- RJFS FINRA Rule 6151 Disclosure (PDF)
- Advisory vs Brokerage Relationships
- Extended Hours Trading Disclosures
- Forward Looking Statements Disclosure
- Callable Securities Disclosures
- Updates to Arbitration Disclosures
- Important information on Penny Stocks
- Day-Trading Risk Disclosure Statement
- 529 Program Disclosure Documents
- Understanding 529 Plan to Roth IRA Rollovers
- Municipal Bonds Negotiated New Issue Calendar
- Third Party Payments
- Business Continuity Planning Disclosure Statement
- Important Information Regarding Investment Manager Trading Practices
- E-Delivery Terms and Conditions (PDF)
- Raymond James SHRM Solicitor's Disclosure
- Fiduciary Acknowledgement for Certain Retirement Accounts (PDF)
- FID Referral Disclosure (PDF)
- Class Action Recovery Service Terms and Conditions (PDF)
Institutional Equities and Options Disclosures
- Annual Notice to Institutional Equities and Options Clients
- Raymond James & Associates Electronic Trading (RJET) Disclaimer (PDF)
- Options Disclosure Document (Characteristics & Risks of Standardized Options)
- European Capital Markets Legal and Regulatory Documents
Institutional Fixed Income Capital Markets Disclosures
European Legal and Regulatory Documents
- Privacy Notice: RJFI | RJ France | RJCF GmbH
- Order Execution Policy: RJFI | RJ France
- Terms of Business: RJFI | RJ France
- Complaints Policy Summary: RJ France | RJCF
- U.S. Trading Venues: English
- European Trading Venues: English
- Canadian Trading Venues: English
- MIFIDPRU Disclosures: English