Services that bridge a full range of financial needs

We offer a wide range of services to support every aspect of your financial needs during every stage of your life. You can count on us to help select the services that best fit your situation today, as well as for what you'll encounter in the future.

Asset allocation

Asset allocation is a long-term strategy designed to help investors achieve their financial goals without assuming undue risk. By allocating your assets to a diverse variety of sectors and investments, we attempt to increase the likelihood of generating a more consistent, positive return over the long term. Depending on your risk tolerance, the economic environment, your specific objectives and other factors, your portfolio may include domestic and global stocks, fixed income, real estate and alternative investments.

Asset allocation does not ensure a profit nor protect against loss. Alternative investment strategies involve greater risks and are not appropriate for all investors.

Asset management

In today’s complex marketplace, even sophisticated investors are challenged to stay current, to review their investments, and to respond to rapidly changing conditions.

For investors who’d like to free themselves from the need to review asset allocation and portfolios, Raymond James provides access through investment advisory accounts to professionals whose skills at risk profiling, institutional asset allocation, money management selection and investment policy development can help you navigate in a constantly changing environment.

Asset allocation does not guarantee a profit nor protect against loss.

Estate planning

Whether it’s providing income for a spouse, educating children or grandchildren or leaving money to your favorite charity, proper estate planning can help ensure that your assets accumulated over your lifetime are preserved for the use you have intended.

A well-designed estate plan can effectively help mitigate your family’s tax burden. We can offer financial strategies designed to efficiently manage the transfer of wealth from one generation to the next, and mitigate related tax issues.

By coordinating our efforts with your tax and legal professionals and working closely with you and your family, we will strive to help you establish a financial tradition that can be passed on for generations.

Raymond James and its advisors do not offer tax or legal advice. You should discuss any tax or legal matters with the appropriate professional.

Financial planning

There’s much more to your life than simple transactions and returns. Similarly, there’s more to financial planning than just a portfolio and a retirement strategy. You have many things to plan for now, soon and well into the future, so we look at financial planning through a wide lens, and we develop strategies designed to keep you comfortable in the present while helping you reach your near- and long-term goals.

Our comprehensive financial planning services include:

  • Net-worth analysis
  • Risk analysis
  • Cash flow planning
  • Strategic asset allocation
  • Retirement planning
    • Traditional IRAs
    • Roth IRAs
    • Qualified retirement plans
    • 401(k) Plan Education
    • Education planning
      • Education savings accounts
      • 529 college savings plans
      • Custodial accounts
      • Trust and estate planning
      • Insurance and annuities
      • Liquidity and cash flow strategies
      • Tax planning and liability management
Retirement planning

Because people are living longer today, the possibility of going 30 years without a paycheck takes careful retirement planning and disciplined investing. Once in retirement, preserving your wealth and maintaining your lifestyle are likely among your highest priorities. You aspire to stay in your home as long as you want and be able to leave behind the legacy you had envisioned. We can help you prepare for this most significant milestone in life.

To learn more about retirement planning, click here.

Social Security planning

Our team can help you:

  • Determine when to take Social Security
  • Help maximize the Social Security income for you and your spouse
  • Minimize taxes on Social Security income
  • Assure maximum Social Security survivor benefits
  • Determine Social Security eligibility

Our team can answer common questions you may have about Social Security income planning including:

  • Is Social Security income taxable?
  • What is the tax rate on my Social Security benefits?
  • Can I calculate exactly how much Social Security income I’ll receive each month?
  • How much can I gain if I wait to take Social Security?
  • As a widow, how much of my spouse’s benefits am I entitled to?
  • How do I maximize the Social Security survivor benefits for my heirs?
Medicare planning

Our team can guide you through questions including:

  • Original Medicare: Parts A & B
  • Prescription Drug Coverage: Part D
  • MediGap Supplements to Original Medicare
  • Medicare Advantage Plan: Part C
Healthcare planning

Medical insurance plans: fee-for-service (indemnity), managed care (e.g., HMOs and PPOs), high-deductible health plans (HDHPs) and Health Savings Accounts (HSAs).

These products are not offered through Raymond James

Long-term care planning

You can’t know for sure if you’ll need long-term care or for how long, but you can plan for the possibility that you’ll one day need expensive long-term assistance if health problems result in a loss of independence. The chances of needing that level of care increase as we age. Having a plan in place may help you feel more secure in retirement, offering peace of mind knowing you’re better able to manage your financial situation and access quality care, if and when you need it. It makes sense to work with your financial advisor to mitigate some of the financial risks through adequate long-term care insurance to avoid this potentially financially – and emotionally – devastating scenario.

These policies have exclusions and/or limitations. The cost and availability of Long Term Care insurance depend on factors such as age, health, and the type and amount of insurance purchased. As with most financial decisions, there are expenses associated with the purchase of Long Term Care insurance. Guarantees are based on the claims paying ability of the insurance company.

College planning

If your goals include providing for the future of a child or grandchild, we can help you investigate your many options and develop an education funding strategy. We can help you provide for this opportunity with investment vehicles and specialized trust vehicles.

401(k)

If you’ve changed jobs or are retiring, rolling over your retirement assets to an IRA can be an excellent solution. It is a non-taxable event when done properly – and gives you access to a wide range of investments and the convenience of having consolidated your savings in a single location.

In addition, flexible beneficiary designations may allow for the continued tax-deferred investing of inherited IRA assets. We can handle all details for you, including contacting your former plan administrator, opening your new rollover IRA and completing the paperwork.

In addition to rolling over your 401(k) to an IRA, there are other options. Here is a brief look at all your options. For additional information and what is suitable for your particular situation, please consult us.

  • Leave money in your former employer's plan, if permitted
  • Roll over the assets to your new employer's plan, if one is available and it is permitted.
  • Rollover to an IRA.
  • Cash out the account.
Insurance and annuities

Since insurance helps protect you in case of accident, illness, disability or death, it plays a crucial role in your comprehensive financial plan. Through Raymond James, we can provide a wide array of quality insurance alternatives that can offer an important layer of safety for you, your family, your business or your organization. For example, we can help you build a protective cushion with life insurance, preserve your estate with long-term care insurance and combine protection and tax-advantaged growth opportunities with annuities.

Tax minimization strategies

We take a tax-sensitive approach to financial planning and work with you and your other professional advisors – accountants, tax attorneys – to help minimize the impact of taxes. By developing and implementing strategies to lessen or shift current and future tax liabilities, we can improve your prospects for meeting your financial objectives.

In addition to impacting your life today, prudent tax planning can play a large role in the amount of wealth you will be able to someday transfer to your heirs. Keep in mind that tax laws are often complex and frequently change.

Please note: changes in tax laws or regulations may occur at any time and as financial advisors of Raymond James, we are not qualified to render advice on tax or legal matters. You should discuss any tax or legal matters with the appropriate professional.

Trusted advisor coordinator

We employ a disciplined and coordinated approach to address all the issues and complexities that often accompany the accumulation of wealth. It is customized to your needs and preferences, and designed to bring cohesiveness to your financial life. It often involves collaboration with other professionals such as your CPA and attorney.

Cash flow analysis

We use cash flow analysis in order to help keep track of your financial health. First we’ll help monitor your spending and earning and use the data to help determine where expenses can be reduced, assist in making your portfolio more tax efficient, and show you opportunities to generate more income.

Liability management

Raymond James’ Asset/Liability Management Services provides you with a robust, dynamic, and comprehensive solution for measuring, monitoring, and managing risk. The service leverages sophisticated technology which employs the institution’s core account data and custom behavioral assumptions. The analytics and model outputs meet or exceed regulatory requirements and provide management with a powerful tool to aid in strategic decision-making.

Risk management

We believe a comprehensive financial plan must consider and prepare for the unexpected – such as accidents, illnesses and disability. Our team helps you think ahead and consider different scenarios, then prepare contingency plans to address them. We understand that while risk cannot be eliminated, it can and should be mitigated. Our risk management services include:

  • Life insurance for income replacement
  • Annuities
  • Long-term care
  • Disability insurance
  • Liability insurance
Divorce issues

We work collaboratively with your lawyer and tax advisor, and our team helps with:

  • Identifying the short-term and long-term effects of dividing property
  • Integrating tax issues
  • Analyzing pension and retirement plan issues
  • Determining if the client can afford the matrimonial home – and if not, what might be an affordable alternative
  • Evaluating the client’s insurance needs
  • Establishing assumptions for projecting inflation and rates of return
  • Bringing an innovative and creative approach to settling cases
Longevity planning

Many of today's retirees can expect to spend 30 years or more enjoying the fruits of their labor. That's why it's increasingly important not simply to plan for retirement, but to plan for longevity in retirement - all of the years it might last, all of the ways your life will change and all of the events you can't foresee.

In addition to the financial implications, retirement has life implications. Our knowledgeable and experienced team can help you sort through the possibilities and offer financial advice designed to guide you up to and through the retirement you’ve envisioned.

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1490 S Price Rd, Suite 308
Chandler, AZ 85286
O: 480.377.2000
F: 833.671.3211
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