Helping executives manage their financial success
As an executive, you spend your time and energy between the office and home, with little to spare. You know your personal portfolio deserves that same level of dedication and high-level thought. As your partner, our goal is to guide you – confidently – along the most direct path to your financial objectives.
Between the demands of leading your company and the complex nature of your personal finances, it’s only natural to want to ensure your assets are in order and working as hard as you do. So we’ve created an efficient, consultative process to evaluate your case individually and tailor holistic strategies around your specific circumstances.
We understand the challenges you face, such as finding solutions for concentrated stock positions and strategies designed to protect your family and your legacy. Our experience extends to all types of executive transactions, equity-based compensation, company trading policies, and regulatory requirements that impact transactions in company stock. We offer personalized guidance on these important issues and more – allowing you to focus on what matters most.
Services Include
- Executive Transactions
- Employee Stock Ownership Plans (ESOPs)
- Cashless Stock Option Exercises
- Rule 144 Executions
- 10b5-1 Sales Plans
- Hedging and Monetization for Concentrated Equity Positions
- Banking & Lending Solutions1
- Insurance & Annuities2
- Tax Planning
- Estate Planning
- Charitable Giving
- Risk Management
1Lending solutions offered by Raymond James Bank, an affiliate of Raymond James & Associates, Inc. and Raymond James Financial Services, Inc. Raymond James & Associates, Inc., Raymond James Financial Services, Inc., and your Raymond James Financial Advisor do not solicit or offer residential mortgage products and are unable to accept any residential mortgage loan applications or to offer or negotiate terms of any such loan. You will be put into contact with a Raymond James Bank employee for your residential mortgage needs.
2Insurance and annuities offered through Raymond James Insurance Group. Raymond James & Associates, Inc., and Raymond James Financial Services, Inc. are affiliated with Raymond James Insurance Group.
Raymond James and its advisors do not offer tax advice. You should discuss any tax matters with the appropriate professional.
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Having too much of your net worth tied up in company stock can be a risky proposition. For executives with stock options and restricted stock, creating a balanced portfolio takes persistence and expertise. Our thorough analysis of solutions available to you helps you navigate decisions about asset allocation and diversification quickly to save valuable time. Further, we offer investment alternatives, which may help mitigate undue risk within your portfolio.
Diversification and asset allocation do not ensure a profit or protect against a loss.
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Making sure your money supports your lifestyle once you’ve stepped away from the pressures of executive leadership is a top priority. Generating dependable income from your investments takes a thoughtful approach, one that factors in taxes and the effects of inflation and uses strategies to mitigate risk. We persistently monitor your portfolio and manage your overall risks as you near retirement to keep your financial matters in order and under control.
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Safeguarding your loved ones for the long term is important, and with a comprehensive estate plan in place you can make this a reality. We work with your tax and legal advisors to create or update your estate plan documents and ensure beneficiary information lines up with your wishes. Through periodic reviews of your assets and accounts, we ensure your plan remains in step with your life.