Creating institutional-style access for individual clients

I do not ask that you fit into a pre-defined investment strategy because I am not constrained by model portfolios. Instead, I base our investment management decisions on your individual financial situation and personal considerations. With a fully open platform, I am free to direct investments where we believe they can best serve our client’s interests. The portfolios that result are tailored to the client.

Creating and managing both equity and fixed income portfolios is an investment strategy that I have in place to serve your needs. My investment philosophy is to construct portfolios from the bottom up, carefully assessing the quality of each security and how it fits within our clients’ investment goals and objectives. My capacity to draw on the research capabilities of Raymond James, as well as a large number of other sources, provides me with many of the additional tools needed to make decisions that I believe may benefit my clients. These decisions encompass both traditional and alternative investments.*

My principles as they relate to investment philosophy are rooted in the following:

• Mange investments with an unwavering focus on your financial strategy and personal objectives
• Structure your wealth and customize your strategies based on an objective view of your needs
• Simplify financial complexity to help you achieve clarity and confidence
• Align your strategy with the values that have shaped your life and constitute the core of your legacy

*Alternative Investments involve substantial risks that may be greater than those associated with traditional investments and may be offered only to clients who meet specific suitability requirements, including minimum net worth tests. These risks include but are not limited to: limited or no liquidity, tax considerations, incentive fee structures, speculative investment strategies, and different regulatory and reporting requirements. There is no assurance that any investment will meet its investment objectives or that substantial losses will be avoided.