Your rights and responsibilities as a Raymond James client
What to Expect
We believe our clients should have every opportunity to understand the risks, rewards and implications of investment alternatives and services, as well as financial planning and investment strategies offered. This document provides Raymond James clients with information about their rights as investors and is an aid for them to help initiate and maintain a strong working relationship with their financial advisor.
What to bring to your first meeting
We will devote our first meeting to learning everything about your financial situation, your goals and your needs. It is important to bring any documents that may help us understand your overall financial picture. This can not only save time, but also better assist us in developing a financial plan that is distinct to you.
Documents we would like you to bring include:
- A Net Worth Or Balance Sheet Statement
- Declaration Pages From Your Insurance Policies(Life, Disability, Long Term Care, Etc.)
- Tax Returns (Previous Two Years)
- Wills And Trust Documents
- Loan Terms (Maturity, Interest Rate, Etc.)
- Investment/Bank Account Statements, IRA And 401(K) Statements
See the detailed process we use in serving you
We utilize a clearly defined process for learning and understanding your goals, and then developing and executing an investment strategy and wealth management plan for helping to address all aspects of your financial life.
