Global resources, focused service, tailored solutions

Customized Holistic Wealth Advice

We believe every client has a unique set of goals, tax position, and risk tolerance. Therefore, each client deserves a customized financial plan and investment portfolio.

We manage portfolios of hand-selected stocks, bonds, and alternatives (i.e. private equity, real estate, hedge funds) for certain clients; we also advise on large single stock exposures, tax considerations, hedging/risk management, and estate decisions for many of these same families. For other clients, we invest their assets in equity and fixed income strategies coupled with insurance, financial planning, and banking services. Our team has the ability and experience to invest across the net worth spectrum.

We also utilize Goal Planning & Monitoring proprietary planning software to align our financial decisions with your vision of asset accumulation, retirement, bequests, and other personal goals such as home purchases and education expenses.

Additionally, we will coordinate with your CPA and estate attorney, when appropriate, to simplify the planning process over your lifetime. Once we put your plan into action, we will review its progress relative to your defined objectives and suggest any changes where needed. These are ever-changing forces and your financial plan and investment portfolio should adapt to life events and market environments.

Working with a CFA^®

Rebecca Klody is a Chartered Financial Analyst, one of the industry’s most respected and challenging investment designations. Successful candidates take an average of four years to earn their CFA charter, with 900+ hours of self study across portfolio management, security analysis, statistics, economics, and wealth planning. Additionally, ethical principles and their application in the investment profession are fundamental to the CFA charter, requiring Rebecca to annually attest compliance with the CFA Institute Code and Standards.

Examples of Our Service Offerings

• Investment Policy Statement development
• Investment product, stock, and bond recommendations
• Alternative investments and structured products advice
• Basic Financial Goal Planning and on-going monitoring
• Capital Gains and Estate Tax Planning
• IRA Distribution Planning
• Coordination with CPA and Estate Attorney
• Advice on outside 401K and 529 Accounts
• Assistance in reviewing insurance strategies
• Education and gifting strategies
• Long-Term Care Planning
• Lending Solutions

Alternative investment strategies involve greater risks and are not appropriate for all investors. Lending solutions offered by Raymond James Bank, an affiliate of Raymond James & Associates, Inc. Raymond James & Associates, Inc., and your Raymond James Financial Advisor do not solicit or offer residential mortgage products and are unable to accept any residential mortgage loan applications or to offer or negotiate terms of any such loan. You will be put into contact with a Raymond James Bank employee for your residential mortgage needs.