We offer a full range of corporate and executive services

Also referred to as 10b5-1, this program allows for insiders to transact outside of window periods. Plans may be tailored to suit individual preferences and may be based on price, time, or designed to transact systematically. 

We can conduct detailed analysis of your corporate stock options, restricted stock units (RSUs), company stock holdings, and their potential tax liability.

We can help you receive your compensation in accordance with your vesting plan, distribution schedule and income tax responsibility.

We offer various lending programs that may provide liquidity without having to sell shares of restricted or control securities.

Proper estate planning can ensure that your assets accumulated over your lifetime are protected and preserved for the use you have intended in a tax-efficient manner.

Giving cannot only help the organizations you choose, but can also generate personal tax benefits and advance your wealth management plan. We can help you with solutions that include private family foundations, charitable trusts, charitable gift annuities, pooled income funds and donor-advised funds.

If your portfolio is concentrated in a single stock, you may be exposed to more risk than you would like. If you’re in this situation, there are many options available beyond simply selling stock. We can provide a variety of strategies that can hedge, monetize, diversify or transfer the position while managing the tax implications.

Through our affiliate Raymond James Trust, N.A., we offer a full array of trust structures. Whether your goal is to minimize estate taxes, provide for loved ones, or dictate how you want your wishes to be carried out, we can help.

The corporate cash management services we provide include assessment of current and future liquidity requirements, investment objectives, risk tolerances, and tax implications; development of written investment policy guidelines and portfolio recommendations; implementation of customized investment strategies; evaluation of current economic data and overall macro landscape; and continuous monitoring.