Investment Scenarios

Situation:

Successful executive with significant liquid net worth invested in shares of company stock

Concern:

The concentrated stock position poses significant risk to the portfolio

Solution:

Work together to complete an investor risk tolerance questionnaire and develop a plan meet the executive's unique needs; consider a hedging strategy with alternative investments designed to reduce risk while providing significant potential for growth

Alternative investments involve specific risks that may be greater than those associated with traditional investments and may be offered only to clients who meet specific suitability requirements, including minimum-net-worth tests.

Situation:

A large private charitable foundation looking for professional financial advice

Concern:

Finding a financial professional with the experience and ability to meet the organization’s unique needs

Solution:

Host a thorough discussion with the organization’s leaders to learn about its mission and explain our own capabilities; begin developing a financial strategy to help achieve its goals; consider a diversified fixed income portfolio designed to reduce risk and maximize income; establish a cash management account in order to facilitate check writing and normal distributions