Raymond James

Raymond James Financial

About Raymond James Financial

Founded in 1962 and a public company since 1983, Raymond James Financial is a diversified financial services holding company with subsidiaries engaged primarily in investment and financial planning, in addition to investment banking and asset management. Our stock is traded on the New York Stock Exchange (RJF). Through three broker/dealers, more than 4,900 financial advisors serve 1.8 million accounts from 2,200 locations throughout the United States and internationally. The firm’s asset management subsidiaries manage in excess of $36.1 billion for individuals, pension plans and municipalities.

Raymond James has been recognized nationally for its community support and corporate philanthropy. The company has been ranked as one of the best in the country in customer service, as a great place to work and as a national leader in support of the arts.

Who is Raymond James?

The name of the firm comes from a merging of companies run by Robert A. James and Edward Raymond. Raymond James was incorporated as Robert A. James Investments in 1962. In 1964, Raymond and Associates merged into Robert A. James Investments and the firm of Raymond James & Associates was formed.

Our Client Bill of Rights

A client is entitled to courteous service.
A client has the right to work with a trustworthy, independent professional financial advisor who is competent in financial planning matters and investing.
All financial planning and investment recommendations should be based upon a client’s needs and objectives.
Each client has the right to expect that recommendations will be made consistent with the objective of enhancing his or her financial well-being.
Reasonable investment alternatives suitable for a client’s individual objectives should be presented with full disclosure of both risks and costs, as well as benefits.
A client has the right to know all costs and commissions associated with an investment as well as fees the firm charges for its services.
A financial advisor should project reasonable, achievable results.
Transactions should be executed in a timely fashion, at the best available price, with prompt reports to the client.
Information should be communicated understandably.
Client account statements should reflect all positions held and cash receipts and disbursements made by a broker/dealer.
Errors should be corrected and complaints addressed promptly.
If a problem is not resolved to a client’s satisfaction, the client has the right to contact the branch manager and/or Raymond James’ international headquarters.
A client’s financial situation will be kept confidential. Raymond James has the highest regard for your privacy.
In the event a client is uncomfortable or dissatisfied with a financial advisor, he or she has the right to ask the firm to suggest alternative professionals for consideration.

To learn more about Raymond James, please visit raymondjames.com.

1033 Demonbreun Street, Suite 500 Nashville, TN 37203 Phone: 615-645-6700 Toll-Free: 800-236-6290 Fax: 615-645-6770

	Raymond James About Raymond James Financial Founded in 1962 and a public company since 1983, Raymond James Financial is a diversified financial services holding company with subsidiaries engaged primarily in investment and financial planning, in addition to investment banking and asset management. Our stock is traded on the New York Stock Exchange (RJF). Through three broker/dealers, more than 4,900 financial advisors serve 1.8 million accounts from 2,200 locations throughout the United States and internationally. The firm’s asset management subsidiaries manage in excess of $36.1 billion for individuals, pension plans and municipalities. Raymond James has been recognized nationally for its community support and corporate philanthropy. The company has been ranked as one of the best in the country in customer service, as a great place to work and as a national leader in support of the arts. Who is Raymond James? The name of the firm comes from a merging of companies run by Robert A. James and Edward Raymond. Raymond James was incorporated as Robert A. James Investments in 1962. In 1964, Raymond and Associates merged into Robert A. James Investments and the firm of Raymond James & Associates was formed. Our Client Bill of Rights A client is entitled to courteous service. A client has the right to work with a trustworthy, independent professional financial advisor who is competent in financial planning matters and investing. All financial planning and investment recommendations should be based upon a client’s needs and objectives. Each client has the right to expect that recommendations will be made consistent with the objective of enhancing his or her financial well-being. Reasonable investment alternatives suitable for a client’s individual objectives should be presented with full disclosure of both risks and costs, as well as benefits. A client has the right to know all costs and commissions associated with an investment as well as fees the firm charges for its services. A financial advisor should project reasonable, achievable results. Transactions should be executed in a timely fashion, at the best available price, with prompt reports to the client. Information should be communicated understandably. Client account statements should reflect all positions held and cash receipts and disbursements made by a broker/dealer. Errors should be corrected and complaints addressed promptly. If a problem is not resolved to a client’s satisfaction, the client has the right to contact the branch manager and/or Raymond James’ international headquarters. A client’s financial situation will be kept confidential. Raymond James has the highest regard for your privacy. In the event a client is uncomfortable or dissatisfied with a financial advisor, he or she has the right to ask the firm to suggest alternative professionals for consideration. To learn more about Raymond James, please visit raymondjames.com. Raymond James’ financial advisors may only conduct business with residents of the states for which they are properly registered. Therefore, a response to a request for information may be delayed. Please note that not all of the investments and services mentioned are available in every state. Investors outside of the United States are subject to securities and tax regulations within their applicable jurisdictions that are not addressed on this site. Contact your local Raymond James office for information and availability. © Raymond James & Associates, Inc., member New York Stock Exchange / SIPC\|Legal Disclosures\|Privacy Policy\|Terms of Use Links are being provided for information purposes only. Raymond James is not affiliated with and does not endorse, authorize or sponsor any of the listed websites or their respective sponsors. Raymond James is not responsible for the content of any website or the collection or use of information regarding any website's users and/or members.