Frequently Requested Forms

For convenience sake, a number of commonly requested forms are available online for our client's use. Since it is important for a client to discuss any investment account changes to ensure long-term financial goals and objectives are being met, completed forms must be returned to their Financial Advisor for review and processing.

Adobe Acrobat Reader is needed to view these forms. If you do not have Adobe Acrobat Reader on your computer, please click here for more information. If you have questions or require assistance in completing a form please contact your Financial Advisor or our Client Service Department at (800) 647-SERV (7378).

Available Forms

• ACH Transaction Request – #1426
  This form is most commonly used to have funds credited to or debited from a clients' bank account.
• Dividend Reinvest Enrollment Form – #1451
  This form is used to sign up to participate in the Raymond James Dividend Reinvestment Program offered in a number of stocks.
• IRA Beneficiary Designation/Change Form – #1014
  This form is used to change the primary or contingent beneficiary designation on an IRA account.
  (Traditional, Roth, SEP/SARSEP, or SIMPLE)
• IRA / SEP Distribution Request Form – #1000
  This form is used to request any type of distribution from an account where Raymond James is acting as custodian

• Substantially Equal Payment Election and Certification – #1100
  This form is used to request a “substantially equal payment” distribution and/or initiate a substantially equal payment schedule from a Traditional, Roth, SEP, SARSEP or SIMPLE IRA.

• Request for Taxpayer Identification Number and Certification – W-9
  This form is most commonly used when a social security number needs to be corrected
• Rollover Election, Deposit and Certification Form – #1001
  This form is used when a rollover contribution is made to a RJ&A Custodial IRA or a RJ&A prototype Defined Contribution Plan.

Related Information

About your IRS Form 2439
Explanation of Undistributed Long Term Capital Gains.