Our business is people and their financial well-being. Therefore, in the pursuit of our goals, we will conduct ourselves in accordance with the following precepts:
Our clients always come first.
Our commitment is providing the highest level of service with integrity.
Assisting our clients in the attainment of their financial objectives is our most worthy enterprise.
We strive to communicate with our clients clearly and frequently.
Our investments and services must be of superior quality.
Continuing education is necessary to maintain the timeliness of investment knowledge, tax law information and financial planning techniques.
We are dedicated to giving something back to the community in which we live and work.
Your Rights as a Client:
Courteous Service
A Trustworthy and Competent Financial Advisor
Suitable Recommendations
Timely Transactions at the Best Available Prices
Full Disclosure of Costs and Risks
Clear Communications
Comprehensive Statements and Trade Confirmations
Prompt Error and Complaint Resolution
Strict Confidentiality
Click here to read the Raymond James Client Bill of Rights
Raymond James financial advisors may only conduct business with residents of the states and/or jurisdictions for which they are properly registered. Therefore, a response to a request for information may be delayed. Please note that not all of the investments and services mentioned are available in every state. Investors outside of the United States are subject to securities and tax regulations within their applicable jurisdictions that are not addressed on this site. Contact your local Raymond James office for information and availability.