CORPORATE AND SHAREHOLDER INFORMATION
Number of Shareholders
At December 16, 2011, there were approximately 18,000 shareholders.
10-K; Certifications
A copy of the annual report to the Securities and Exchange Commission on form 10-K is available, without charge, upon request in writing to Corporate Secretary, Raymond James Financial, Inc., 880 Carillon Parkway, St. Petersburg, Florida 33716, or by emailing investorrelations@raymondjames.com.
Raymond James has included, as exhibits to its 2011 Annual Report on form 10-K, certifications of its chief executive officer and chief financial officer as to the quality of the company’s public disclosure. Raymond James’ chief executive officer has also submitted to the New York Stock Exchange a certification that he is not aware of any violations by the company of the NYSE corporate listing standards.
Annual Meeting
The annual meeting of shareholders will be conducted at Raymond James Financial’s headquarters in The Raymond James Financial Center, 880 Carillon Parkway, St. Petersburg, Florida, on February 23, 2012, at 4:30 p.m.
The meeting will be broadcast live via streaming audio on raymondjames.com under “Our Company – Investor Relations – Shareholders’ Meeting.”
Notice of the annual meeting, proxy statement and proxy voting instructions accompany this report to shareholders. Quarterly reports are made available to shareholders in February, May, August and November.
Electronic Delivery
If you are interested in electronic delivery of future copies of this report, please see the proxy voting instructions.
Transfer Agent and Registrar
Computershare P.O. Box 358015, Pittsburgh, PA 15252; 800-837-7596 bnymellon.com/shareowner
Independent Auditors
KPMG LLP
New York Stock Exchange Symbol RJF
Covering Analysts
Daniel Harris,
CFA Goldman Sachs & Co.
Joel Jeffrey Keefe,
Bruyette and Woods
Hugh M. Miller,
Sidoti & Company, LLC
Devin Ryan,
Sandler O’Neill + Partners, L.P.
Douglas Sipkin,
Ticonderoga Securities
Steve Stelmach,
FBR Capital Markets & Co.
David Trone,
JMP Securities
Principal Subsidiaries
Raymond James & Associates, Inc.
Securities broker/dealer
Member New York Stock Exchange
Member Financial Industry Regulatory Authority
Raymond James Financial Services, Inc.
Securities broker/dealer
Member Financial Industry Regulatory Authority
Raymond James Financial Services Advisors, Inc.
Registered Investment Advisor
Raymond James Ltd.
Canadian securities broker/dealer
Member Toronto Stock Exchange
Eagle Asset Management, Inc.
Asset and mutual fund management
Raymond James Bank, N.A.
National Association
We, the associates of Raymond James, commit our energies, intellect and knowledge to attaining the financial objectives of our clients by providing the highest possible level of service and delivering superior investment alternatives. We believe that putting the financial well-being of our clients first ultimately serves the best interests of our shareholders, our communities and ourselves. Remaining responsive to the needs of our clients in a financial environment characterized by constant change is our continuing challenge.
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